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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
NY, MA, NJ, CA, CT, PA, TX, WA, FL, IL, DC, DE, CO
New York City, Jersey City, Boston, San Francisco, More...
UK, Luxembourg, Singapore, China, France, Ireland, UAE, Australia, Japan, Belgium, Switzerland, India, Netherlands, More...
(e.g. Analyst, Hedge Fund, ...) (e.g. Boston, MA or 10001 ...)
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(e.g. Analyst, Hedge Fund, ...)
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181-210 of 551 Jobs Company Location Date
Vice President, Market Risk – Risk Management
DBS Bank (Hong Kong) Limi...
Salary: Competitive
China-Hong Kong 21 Aug
DBS is currently seeking a Vice President, Market Risk – Risk Management.
Assistant Vice President, Credit Approval (Secured Products), Consumer Banking Credit, Greater China Credit
DBS Bank (Hong Kong) Limi...
Salary: Competitive
China-Hong Kong 21 Aug
DBS Bank is currently seeking an Assistant Vice President, Credit Approval (Secured Products), Consumer Banking Credit, Great...
Compliance Officer
Lloyd Morgan Asia
Salary: Attractive
China-Hong Kong 21 Aug
Top tier, well respected Chinese based Hedge Fund company with over RMB 40 Billion of assets under management
Business Risk Manager (Private Banking)
Kerry Consulting Pte Ltd
Salary: Attractive Remuneration
Singapore 21 Aug
Key role supporting senior management where you will provide business risk management support for the investment services and...
Senior Regulatory Counsel, Director
Kerry Consulting Pte Ltd
Salary: Salary + Benefits + Bonus
Singapore 21 Aug
Reporting to the Global Regulatory Counsel based in the US and managing a team, you will be responsible for the regulatory an...
Compliance - Head of Regulatory Management
Taylor Root
Salary: Excellent
China-Hong Kong 21 Aug
A global bulge bracket requires a Head of Regulatory Management for it's Asia Pacific business.
Compliance - Regional Head of Asset Management
Taylor Root
Salary: Excellent
China-Other Cities 21 Aug
A global Asset Management platform requires a Regional Head of Compliance for it's Asia Pacific business.
Compliance - Head of Client Data and Compliance Operations
Taylor Root
Salary: Good
China-Hong Kong 21 Aug
The person taking this critical management role will be responsible for Client Data and Compliance Operations for the entire...
Compliance - SEA Head fo Private Banking Compliance
Taylor Root
Salary: Excellent
Singapore 21 Aug
A top tier European bulge bracket requires a South East Asian Head of Private Banking Compliance to be based in Singapore.
Compliance - Equities Advisory
Taylor Root
Salary: Good
China-Hong Kong 21 Aug
A global bulge bracket investment bank requires Equities Advisory compliance for it's Hong Kong office.
VP/Director - Lawyer, Hong Kong
Credit Suisse (Hong Kong)...
Salary: not disclosed
China-Hong Kong 21 Aug
See job description below
VP - Regional Head of Regulatory Control, IB Operations
Kerry Consulting Pte Ltd
Salary: Attractive Remuneration
Singapore 21 Aug
Challenging role establishing and developing an Asia Pacific Operations Regulatory Control function in Singapore to ensure IB...
Compliance Manager
Michael Page Internationa...
Salary: An attractive salary pack...
China-Hong Kong 21 Aug
An international insurance company.
Compliance Analyst
Morgan McKinley
Salary: Up to 60,000 dependent up...
UK-London 20 Aug
We have an excellent opportunity for a compliance candidate with Monitoring and Review experience within a financial services...
Client Integration - front office role
Huxley Associates
Salary: Negotiable
UK-London 20 Aug
Client Integration - front office role
Compliance Analyst
Joslin Rowe (Scotland)
Salary: £0-40000
UK-Edinburgh 20 Aug
Compliance Analyst
Senior Compliance Manager-Edinburgh
Joslin Rowe (Scotland)
Salary: Bonus + Benefits
UK-Edinburgh 20 Aug
Senior Compliance Manager-Edinburgh
Senior Legal Assistant - Luxembourg
The Legal Panel
Salary: Up to €45,000 depending o...
Luxembourg 20 Aug
Experienced legal assistant / company secretary required by leading global financial services organisation in Luxembourg. Ver...
Compliance Analyst
Compliance Professionals...
Salary: Up to £45k
UK-London 20 Aug
THE COMPANY: Our Client is a successful global brokerage financial service provider, operating in over 8 countries. They o...
Compliance Monitoring Officer
Compliance Professionals...
Salary: Up to £38,000
UK-London 20 Aug
THE COMPANY: Our client is a leading asset manager with a dominant presence within the European market. There products and...
Corporate Tax Finance Manager
PricewaterhouseCoopers Be...
Salary: competitive salary
Belgium-Brussels Region 20 Aug
PricewaterhouseCoopers (www.pwc.com) provides industry-focused tax advice, legal advice, accounting, business advisory, audit...
Head of Offshore Group Compliance
Deutsche Bank
Salary: Competitive
UK-Channel Islands 20 Aug
Oversee Compliance of 3 core business areas: Private Wealth Management (PWM), Corporate Service Division (CSD) & Fiduciary Se...
KYC & Due Diligence Manager - Client On-Boarding
Hartwell Buck Ltd
Salary: Up to £65,000
UK-London 20 Aug
This tier one investment bank has an interesting opportunity for a KYC / anti money laundering manager / team leader to join...
Compliance - Consumer Banking
Michael Page Internationa...
Salary: Very competitive remunera...
Singapore 20 Aug
You will assist the head of compliance to handle his various responsibilites towards the business units. You will build a str...
Lawyer/CAO
Not Disclosed
Salary: Basic + Bonus
UAE-Dubai 20 Aug
An exciting opportunity exists for a qualified lawyer to join this fast paced and dynamic investment firm. Focused more on t...
Compliance Manager (Brokerage & Asset Management)
Manpower Professional
Salary: Attractive & Negotiable
China-Hong Kong 20 Aug
An exciting opportunity is opened up for a seasoned compliance manager to join this leading group to start their new office i...
Senior Regulatory Risk Manager
change
Salary: £Excellent
UK-Edinburgh 20 Aug
Focusing primarily on current and emerging regulations and risks this role is based in one of the top Investment Management F...
Legal Counsel
Robert Half Singapore
Salary: Competitive
Singapore 20 Aug
Legal Counsel opportunity in a leading global Insurer Law Degree holder, minimum 3 years’ legal experience in insurance or a...
Risk Project Manager
Recruitment Intelligence...
Salary: Competitive Package
China-Hong Kong 20 Aug
A European based investment bank is seeking for a Risk Project Manager to join their team.
Legal/Compliance Counsel - Futures Funds (Sing) >5 PQE
Recruit Legal
Salary: Attractive
Singapore 20 Aug
Our client is an international banking/financial services group. There is a new opportunity for a Legal/Compliance Counsel to...
Jobs: Compliance / Legal (181-210 of 551 Jobs)